This form may be used by new clients opening an account with Rice Financial Group Inc. or one of its associates.
A. CLIENT INFORMATION
Account Type
Client Code
Primary Account Holder
Last Name
First Name
Initial(s)
Address 1
Address 2
City/Town
Province
Country
Postal Code
Home Phone
Work Phone
Email Address
() - -
() - -
DOB (mm/dd/yyyy)
SIN
Gender
Employer (Optional)
Occupation (Mandatory)
Secondary Account Holder (only fill out if joint account)
Last Name
First Name
Initial(s)
Address 1
Address 2
City/Town
Province
Country
Postal Code
Home Phone
Work Phone
Email Address
() - -
() - -
DOB (mm/dd/yyyy)
SIN
Gender
Employer (Optional)
Occupation (Mandatory)
B. CLIENT INVESTMENT INFORMATION
Objective
Knowledge
Choice
Risk
Annual Income
Net Worth
These six points are optional however, this information will provide us with a better understanding of your financial needs.
C. AMOUNT TO INVEST TO OPEN YOUR ACCOUNT
I understand that I must make a deposit to open my account.
How would you like to make your deposit:
Total Amount of my deposit is:
D. HOW TO INVEST YOUR MONEY
Amount
Interest Frequency
1 Year GIC
2 Year GIC
3 Year GIC
4 Year GIC
5 Year GIC
Receive Interest
If interest to be paid directly to bank account, please attach & mail a void cheque.
E. ADDITIONAL INSTRUCTIONS
Please contact me to discuss
To discuss how to transfer my RRSPs from another institution.
To confirm these instructions.
Additional Instructions / Comments / Questions
F. TERMS AND CONDITIONS
Reminder: Your investment instructions will not be fulfilled until your deposit has been received by Rice Financial Group Inc.
OUR PROCEDURES AND WHAT YOU SHOULD EXPECT FROM A GIC/RRSP PURCHASE
You must receive a copy of the letter of direction for the deposit, either at the time the purchase is made if attending in person on the purchase date, or in the case of a post-dated transaction or by mail, sent to you by regular mail no later than the following business day. (Make certain the financial institution selected is shown and all the proper information is complete)
Your cheque should be made payable to Rice Financial Investment Trust.
You will receive official confirmation of purchase directly from the financial institution (or through your deposit broker) within four weeks. If you have not, please contact your nearest branch or associate.
You will be advised approximately four weeks prior to the maturity of your investment(s).
Interest cheques and redemption cheques are always made payable to you by the financial institution. You will receive a T5 for interest earned directly from the financial institution. New RRSP purchases will result in the issuance of a receipt by the financial institution for income tax purposes. These tax receipts are normally issued only at certain times of the year. For more information, consult your Rice Financial representative or associate.
OUR RELATIONSHIP WITH THE FINANCIAL INSTITUTIONS AND WITH OUR CLIENTS
The transaction which you the client have entered into is between you and the financial institution named on the purchase form. Rice Financial Group Inc. is an independent agency representing the financial institution and will receive compensation from the financial institution. You are not obligated to transact any additional business with Rice Financial Group Inc. or any other organization as a condition of this transaction. Rice Financial Group Inc. has no business or financial interest in the financial institution.
Please check the following points to acknowledge them:
I/we want to open an account with Rice Financial Group Inc.
I/we have read and agreed to the Terms and Conditions outlined.
Please review the form for accuracy and mail your cheque (we recommend registered mail for expedited delivery and better availability of rates) to the following address, along with a photocopy of your acceptable ID:
Rice Financial Group
491 Portage Avenue
Winnipeg, MB R3B 2E4
Attention: Distribution Sales Team